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Submit a Data Sharing Application

Data Sharing Agreements (DSAs) are administrative controls used by the Defense Health Agency (DHA) to document that the requested use of data managed by DHA is in compliance with Federal law and implementing Department of Defense (DoD) policies. Note that the DHA Privacy Office does not provide data extractions or grant system access. The Data Custodians who grant access to data require a DSA. The DHA Privacy and Civil Liberties Office (Privacy Office) reviews and approves DSAs based upon compliance with these policies. The DSA:

• Documents the responsibilities of the requestors, including the Government Sponsor and Applicant/Recipient
• Provides the requestors with clear terms and conditions for approval

Who Needs a Data Sharing Agreement

A Data Sharing Agreement (DSA) or Data Use Agreement (DUA) is required for work and/or research involving contractors (e.g., non-government or non-military personnel) that will be handling certain types of data that's managed by the DHA. DHA-managed data includes De-identified data, Personally Identifiable Information (PII), Protected Health Information (PHI), and/or Limited Data Sets (LDS). A DSA is also required for government-only research.

A DSA is not required for Business Associates nor for those requesting De-identified Data.

How to Request a DSA

Before submitting a DSA application (DSAA) a Prerequisite Checklist must be completed and signed. Business Associates will not be required to submit an application but will be required to complete the Prerequisite Checklist. A DSA is requested by submitting a DSAA endorsed by both an Applicant/Requestor and a Government Sponsor. Once the DSAA is approved it becomes part of the executed agreement provided to the Requestor and a Government Sponsor.

Submit Prerequisite Checklists and DSAAs to the DHA Privacy Office via Email

Applicant Role

The Applicant is the individual, usually a contractor, who has primary oversight and responsibility for the data.

• For projects involving subcontractors, even when the data is solely handled by subcontractors, the DSAA Applicant must be an employee of the prime contractor
• For projects with more than one prime contractor, a DSAA must be completed for each contracting organization that requires data for the project
• The Applicant is referred to as the Recipient in the final approved DSA

Government Sponsor Role

The Government Sponsor is the point of contact who assumes responsibility for the project/data use described in the DSAA. This role can be filled by a civilian within the government or a uniformed Service member.  

Memorandum of Agreement (MOA)

The DHA Privacy Office serves as the main point of contact for data sharing requests, data sharing arrangements with private entities, and research projects. The Support Agreements Manager 
(SAM) handles MOAs for recurring data sharing arrangements with other DoD agencies, Federal agencies, and state and local governments. The DHA Privacy Office and the SAM have established a process for reviewing MOAs which involve sharing personally identifiable information or protected health information (PII/PHI).


    Frequently Asked Questions


    Why is a Data Sharing Agreement required?


    The DHA requires an approved DSA when requestors ask to use DHA data. The DHA, as a covered entity, uses the DSA process to:

    • Confirm that data will be used as allowed under the regulations
    • Promote privacy responsibility in the MHS
    • Maintain documentation in case of an investigation or audit
    • Share only the minimum data necessary for the purpose

    What is de-identified information?


    HIPAA defines de-identified data as:

    • Data that does not identify an individual
    • Data that has the 18 categories of direct identifiers removed
    • Data that allows no reason to believe it can be used, alone or in combination with other information to identify an individual

    What is a limited data set?


    DoD 6025.18-R defines a limited data set as PHI that excludes 16 of the 18 direct identifiers. A limited data set may still include the following (potentially identifying) information: admission dates, discharge dates, service dates, dates of birth, and, if applicable, age at time of death (including decedents age 90 or over). Also, five-digit zip code or any other geographic subdivision, such as state, county, city, precinct, and their equivalent geocodes (except street address) may also remain as part of a limited data set (LDS).


    Who needs a Data Sharing Agreement?

    • Business Associates who need DHA data to do work on behalf of the government
    • Government personnel who need DHA data for a research project or a survey
    • Researchers who need DHA data for a research project or survey
    • Students and professionals who need DHA data for an academic research project or for a dissertation

    How is the Data Sharing Agreement request process initiated?


    Requestors submit a Data Sharing Agreement Application (DSAA) endorsed by both the Applicant and Sponsor.


    How long will it take to obtain an approved Data Sharing Agreement?


    A DSA may be approved within 10 business days after a DSAA is approved.


    Who should be listed on the Data Sharing Agreement?


    The Applicant, Government Sponsor, and DHA Privacy and Civil Liberties Office (DHA Privacy Office) are listed on the DSA.


    Does the Data Sharing Agreement Sponsor need to be a member of the MHS?


    Yes, the DSA Sponsor needs to be a member of the MHS.


    How early should a Data Sharing Agreement Renewal Request be submitted?


    The DSA Renewal Request should not be submitted until the contract option year (as listed on the Renewal Request) has been granted.


    What is personally identifiable information, or PII?


    Under DoD 5400.11-R, "Department of Defense Privacy Program," May 14,2007, personally identifiable information (PII) is information about an individual that identifies, links, relates, or is unique to, or describes the individual. Examples are: a social security number; age; military rank; civilian grade; marital status; race; salary; home or office phone numbers; and other demographic, biometric, personnel, medical, and financial information.


    What is protected health information, or PHI?


    Under DoD 6025.18-R, "Department of Defense Health Information Privacy Regulation, protected health information (PHI) is a subset of PII. PHI is health information, including demographic information collected from an individual, created or received by a health care provider, health plan, employer, or health care clearinghouse, and relating to the past, present, or future physical or mental health or condition of an individual; the provision of health care to an individual; or the past, present, or future payment for the provision of health care to an individual; and that identifies the individual; or with respect to which there is a reasonable basis to believe the information can be used to identify the individual.

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